Pass the 63

Pass the 63

4.11 - 1251 ratings - Source

A Training Guide for the NASAA Series 63 Exam Completely updated to match the latest Series 63 exam revision, this brand-new 2010 edition gives you exactly what you need to pass the Series 63! This must-have resource, 312 pages long, guides you through the intricacies of the Series 63 exam. The book takes the exam apart piece by piece, and explains terms and concepts with a sense of humor and ease not found in other exam guides. Learn, step-by-step, how not to be misled by the questions. Pass the 63 includes two 60-question practice exams with answers/rationales and a handy glossary.Sometimes it comes in the form of a€œsoft dollars. ... Item (d) reminds IAs and IARs not to purchase or sell securities when they have no authorization from the client to do so. ... Spending the clienta#39;s money without the clienta#39;s knowledgea€”kind of tough to square that with meeting onea#39;s fiduciary duties, isna#39;t it? An investment adviser is in a position of trust. How quickly would you lose a good frienda#39;s trust if she found a charge on her credit card for $800 that you forgot to tell her about fromanbsp;...

Title:Pass the 63
Author: Robert Mark Walker
Publisher:First Books - 2010-01-01

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